Filing an Application
Filing a Request for Reconsideration
Proceeding to a Hearing before an Administrative
Law Judge
The Appeals Council
Federal Court
Determining Disability Benefits |
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Step Three: Proceeding to a Hearing before an Administrative
Law Judge
Persons whose claims are denied in whole, or in part at the
reconsideration level can request a hearing before an Administrative
Law Judge within sixty (60) days of the date noted on the reconsideration
denial. The Office of Hearings and Appeals assumes that a persons
receives the notice denying their claim at the reconsideration
level within five (5) days after the date of the notice, unless
there is evidence to the contrary. As a result, the claimant
actually has 65 days to appeal.
The request for hearing must be in writing and filed with the
local Social Security Administration office. Hearing requests
are then forwarded to the Office of Hearings and Appeals. After
the request for a hearing is received at the Office of Hearings,
the staff will await the arrival of the file from the local
office before any further development is started. OHA will contact
those persons who are represented by attorneys by writing to
their counsel. Experienced attorneys will typically start doing
further development, i.e. compiling more medical and vocational
evidence at this point, so as to assist the administrative law
judge in their early evaluation of the case. This enhances the
chance that the claimant will receive a favorable decision without
having to appear at a hearing.
When a hearing is held, the administrative law judge, usually
through a hearing assistant, decides whether the evidence in
the file is adequate to resolve the issues or whether factual
development of some type is necessary. The judge or assistant
then decides what additional evidence is necessary, if any,
and whether a vocational expert and/or or medical expert(s)
should be called to appear at the hearing. The judge or assistant
also notes any questions of law or policy which will require
research prior to the hearing, and considers what action is
needed regarding any confidential information in the file. Attorneys
representing a claimant will often be contacted, advised of
what the ALJ believes is necessary in the way of new evidence
and/or pre-hearing legal analysis of one issue or another.
Once a case is ready for hearing, a scheduling clerk schedules
the hearing together with a certain number of other claims to
be heard by a particular administrative law judge in a particular
area. Hearings are generally scheduled in the order of the dates
of the requests for hearings. However, geography and other factors
must also be considered. It is customary for attorneys representing
claimants to be contacted before hearings are scheduled, so
as to ascertain their availability and their clients for a particular
date. The minimum time period for notifying claimants of a hearing
date is 20 days.
A claimant may request postponement of a scheduled hearing but
postponements are granted only for good cause, i.e. a viable
explanation. If a claimant fails to appear, a show cause order
may be issued - this requires the claimant to explain why they
did not attend. If no acceptable explanation is provided, the
request for a hearing can be dismissed. A show cause gives a
claimant 10 days to submit in writing the reason why the claimant
did not appear at the hearing. If no good cause is found, the
request for hearing may be dismissed on the basis of abandonment.
The time or place of the hearing must be changed if the claimant
or his or her representative cannot attend the hearing due to
a "serious physical or mental condition, incapacitating injury,
or death in the family," or if "severe weather conditions make
it impossible to travel to the hearing". Persons who are not
represented by attorneys, and who subsequently retain legal
representation are generally granted postponements, if such
representation was only acquired shortly before the scheduled
hearing.
The hearing itself is informal and not typical of conventional
civil and criminal trials. A formal written decision is issued
that must include a recitation of evidence considered and detailed
reasons for the decision, regardless of whether the decision
is favorable or unfavorable.
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